Privacy Policy

Effective Date: 3/7/2025

Introduction

At Rothrock Wealth and Retirement Strategies, we are committed to protecting your privacy and ensuring that your personal information is handled in a safe and responsible manner. This Privacy Policy outlines how we collect, use, disclose, and safeguard your information when you interact with Nicholas Rothrock and our firm.

Information We Collect

We may collect personal and financial information from you when you engage our services. This may include, but is not limited to:

• Personal Identifiers: Name, email address, phone number, mailing address.

• Financial Information: Income details, investment preferences, retirement goals, and other financial planning details.

• Communication Data: Correspondence via email, phone calls, or other means of communication.

• Technical Information: IP address, browser type, and other website usage data (if applicable).

How We Use Your Information

We use the information collected for the following purposes:

• To provide financial advisory services tailored to your needs.

• To communicate with you regarding your financial planning and retirement strategies.

• To comply with legal and regulatory requirements.

• To improve our services and client experience.

• To send important updates, newsletters, or marketing communications (you may opt out at any time).

How We Protect Your Information

We implement industry-standard security measures to protect your personal and financial data from unauthorized access, use, or disclosure. However, no data transmission over the internet or storage system is 100% secure.

Information Sharing and Disclosure

We do not sell or rent your personal information. We may share your data in the following circumstances:

• With third-party service providers who assist in providing financial services.

• With regulatory authorities or as required by law.

• With your consent, to facilitate financial transactions or investments.

Your Rights and Choices

You have the right to:

• Access and request a copy of your personal information.

• Request corrections to inaccurate or incomplete data.

• Request deletion of your personal information (subject to regulatory requirements).

• Opt out of marketing communications at any time.

Third-Party Links and Websites

Our services may contain links to third-party websites. We are not responsible for the privacy practices or content of those sites. We encourage you to review their privacy policies before providing any personal information.

Children’s Privacy

Our services are not intended for individuals under the age of 18. We do not knowingly collect personal data from minors.

Changes to This Privacy Policy

We may update this Privacy Policy periodically. Any changes will be posted on this page with an updated effective date.

Contact Information

If you have any questions or concerns about this Privacy Policy or your personal data, please contact:

Nicholas Rothrock

Rothrock Wealth and Retirement Strategies

3429 Brookberry Ln, Murfreesboro, Tennessee 37129, United States

Email: nrothrock@jdrbastion.com

Phone: (615) 375-7275

By engaging with Rothrock Wealth and Retirement Strategies, you acknowledge that you have read and understood this Privacy Policy.

Licensed Insurance Professional. Respond and learn how insurance and annuities can positively impact your retirement. This material has been provided by a licensed insurance professional for informational and educational purposes only and is not endorsed or affiliated with the Social Security Administration or any government agency. It is not intended to provide, and should not be relied upon for, accounting, legal, tax or investment advice.

By contacting us, downloading booklets, or attending events, you may be offered a meeting to discuss how our insurance and other services can meet your retirement needs.

Investing involves risk, including the loss of principal. No Investment strategy can guarantee a profit or protect against loss in a period of declining values. Any references to protection benefits or lifetime income generally refer to fixed insurance products, never securities or investment products. Insurance and annuity products are backed by the financial strength and claims-paying ability of the issuing insurance company.

Privacy Policy